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124 changes: 124 additions & 0 deletions research/gaussian-operator-lift/README.md
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# The shared-row sum does not lift to the operator 2-norm

**Claim type:** a separation between a row sum and an operator norm.
**No new κ.** The ideal-gap gauges stay hypotheses. The selected record
remains `23/10000`.

## Question

#4512 adds two section errors on the shared global row and asks whether
that sum lifts to `||B - C||_2 < 2 ε`, with `ε = p^6 exp(-p^2)`. The named
step is to decide whether the two operators in the polynomial split are
these two section inverses, and whether their polynomials agree off the
matched rows.

## Lemma

They are not the same hypothesis.

1. **One polynomial, in the norm of the whole object.** #4490 states that
the pair of inverses `(B, C)` meets `||B - C|| < 2 ε` once both are
within `ε` of the same polynomial. #4509 repeats that sentence at
ceiling `9 p^2`. The norm is the norm of `B - C`, not the norm of one
row.

2. **Two polynomials, identified only on rows at distance `A`.** #4491
gives `||P - H_sec^{-1}||_2 < ε` for each section that meets the #4452
gauge, and it says the core row is a row of that operator. HALO's exact
sentence applies to any row at distance `A = ceil(p^{48})` from a
section boundary. It does not identify the section polynomial with the
global polynomial on the other rows.

3. **A small row does not bound the operator 2-norm.** Let

```text
M = [ 3 0 ]
[ 0 9 ].
```

The first row has squared Euclidean length `3^2 = 9`, and `9 < 8^2`.
The second standard basis vector is sent to `(0, 9)`, whose squared
length is `81`, and `81 > 8^2`. Since `||M||_2 ≥ ||M e_2||_2`, the
operator 2-norm is not strictly below 8. The shared-row sum can hold
while `||B - C||_2 < 2 ε` fails.

4. **A zero row does not force the operators to agree.** The matrix with
rows `(0, 0)` and `(0, 2)` has first-row squared length 0 and sends
`e_2` to a vector of squared length 4. Row agreement does not give
`||P_B - P_C||_2 = 0`. The triangle then keeps an extra term. The
integer upper bound `3 + 2 + 3 = 8` is not strictly below `2 · 4`.

The locality audit already says some row at distance exactly `(2J - 1) W`
differs from the global row, and it bounds a core row of the inverse
difference by `2 p^{10} exp(-p^2)`. That is a different split. It is not
this operator comparison.

## Proof

The bridge identity is `B - C = (B - P) + (P - C)` for one polynomial `P`
in one normed space. Substituting two section polynomials produces

```text
B - C = (B - P_B) + (P_B - P_C) + (P_C - C).
```

#4491 bounds the first and third terms in the operator 2-norm only under
the two gauges, and only against each section's own polynomial. HALO
removes `P_B - P_C` on a row at distance `A`. The displayed matrix shows
that removing it on one row does not remove it from `||·||_2`. Comparing
squared lengths avoids a square root: both vectors are integer, and the
Euclidean norm is strictly smaller exactly when the squared length is
strictly smaller.

This package does not assert that the Gaussian section polynomials differ
by the displayed matrix. It asserts that the rows inherited from #4491 do
not imply the operator hypothesis used by #4490 and #4509.

## Not covered

- A bound on `||P_sec - P_global||_2` off the rows at distance `A`.
- Either ideal-gap hypothesis `1 - 1/(8 p^2)`.
- The global-inverse summand `||P - H^{-1}||`.
- Editing the #4100 notes. They still say `g p^{10 g} exp(-p^2)`.
- Any new κ.

## Reproduce

```sh
python3.12 -B scripts/research_package.py --package research/gaussian-operator-lift --check-only
python3.12 -B scripts/research_package.py --package research/gaussian-operator-lift
```

Base `f9f85c1e4fa1e955ff39f10fca447e3e2a4e4adc`, priority revision 7, selection
refresh κ = `23/10000`. Upstream was fetched at 2026-10-22T03:07:14Z and was
that commit.

Overlap snapshot: open PRs fetched 2026-10-22T03:09:20Z (299 records) and
discussions fetched 2026-10-22T03:10:01Z (3390 records). A search for
`operator 2-norm`, `shared global row` and `same polynomial` returned #4512,
which asks this question, #4511, which still asks for one common polynomial,
and #4490, which states that hypothesis. The other hits use "the same
polynomial" for unrelated series. No result shows that a small row forces
`||B - C||_2 < 2 ε`. A search miss is not a novelty certificate. #4490 is
the one-polynomial triangle. #4491 is the operator section error. HALO is
the distance-A row sentence.

## Open next questions

1. **Is `||P_sec - P_global||_2` bounded off the rows at distance `A`?**
The operator hypothesis needs one polynomial, and the matched rows do
not determine the difference. The first step is to use the locality
audit's sharp row at distance exactly `(2J - 1) W` as a witness that
equality can fail, then look for an upper bound. Do not reuse the
`2 p^{10}` inverse split as that bound.

## Credit

- The one-polynomial triangle is #4490's, repeated at ceiling 9 by #4509.
- The operator section error and the core-row sentence are #4491's.
- The shared-row sum that this package does not lift is #4512's.
- The sharp row at distance `(2J - 1) W`, and the two-term `p^{10}` bound,
are the locality audit's.
- The exact-row sentence at distance `A` is #4100's.

Prepared by James Reed with substantial Cursor Grok 4.7 assistance. Apache-2.0.
42 changes: 42 additions & 0 deletions research/gaussian-operator-lift/SOURCES.json
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{
"schema_version": 1,
"base_commit": "f9f85c1e4fa1e955ff39f10fca447e3e2a4e4adc",
"files": [
{
"path": "certificates/selected-result.json",
"usage": "provenance",
"git_blob": "ed33caef5c5827693e9572d252a66f99cbb73d40",
"sha256": "5732707cc1e460b090b53f2463162749ad860de878a18f7408938671d295a9d9"
},
{
"path": "docs/research/agent-task-catalog.json",
"usage": "provenance",
"git_blob": "64bfc5af6709ed9811171e0a2108f05e1219cb65",
"sha256": "352a6184713b8843d96fd2c2071eb7aeaa655906b7c51d45ad444912666c8a96"
},
{
"path": "research/gaussian-core-row/README.md",
"usage": "input",
"git_blob": "700035aa60ff1345dbb4dc7dd1c5a26b9eecc673",
"sha256": "e5f958c71589dfca1b287246f9af129fdf4da4f20c840e2ac20186ab95282b07"
},
{
"path": "research/gaussian-tensor-bridge/README.md",
"usage": "input",
"git_blob": "15b1447cba922c52c84d3b4266046bae4bbdb260",
"sha256": "40880289a092629c8ba0cdd7660c1ee553e0071cbe6f3e18e3c2e49cf37eb4d8"
},
{
"path": "research/halo-locality-witness-audit/README.md",
"usage": "input",
"git_blob": "03b244baf61b427edbccd29698a05583b5405dd6",
"sha256": "fc87657cb3e89a74b9462483cc15713f0122256a623fefa65c887e2118f81276"
},
{
"path": "research/unconditional-batched-crt/HALO.md",
"usage": "input",
"git_blob": "5f601b3c8ac368aa79aa1007effe5933a360237b",
"sha256": "a2adcf18614983e9255def6d3f5e59be0018a392e418d65e94323722838289cc"
}
]
}
74 changes: 74 additions & 0 deletions research/gaussian-operator-lift/TASK.json
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{
"schema_version": 1,
"task_id": "uniform-transfer-audit",
"priority_revision": 7,
"base_commit": "f9f85c1e4fa1e955ff39f10fca447e3e2a4e4adc",
"original_card": {
"id": "uniform-transfer-audit",
"question": "Does one quantified step of the proposed #4100 all-size construction hold at its actual caller?",
"starting_points": [
"docs/research/research-family-status.md",
"certificates/selected-result.json",
"research/unconditional-batched-crt/README.md"
],
"methods": [
"Prove one missing implication with explicit quantified hypotheses.",
"Find an exact counterexample at the claimed interface boundary."
],
"acceptance_gate": "Identify the proposition and what would change downstream; do not equate a finite replay with a universal proof.",
"first_step": {
"command": [
"python3",
"-B",
"scripts/research_baseline.py"
],
"expected": "PASS_RESEARCH_BASELINE_BINDINGS_ONLY",
"inspect": "Read PROOF.md and AUDIT.md in #4100. Select one distinct obligation: CRT total repair, native/free-algebra lifting, precision/conditioning, or complete fixed-tape cost. This is an author-submitted proof, not an accepted unconditional theorem.",
"scope": "Source-binding orientation only; no scientific replay, theorem acceptance or supplier admission. Budget any heavy replay separately."
},
"first_experiment": "Check live handoffs; name one proposition, its caller, quantified domain and dependency closure. Independently prove the implication or exhibit a precise gap/counterexample. Prioritize CRT.md total repair or COMPLEX.md free-algebra lift only if unclaimed. Stop at the chosen obligation; do not substitute finite samples or root arithmetic for an all-size proof, or launch the complete package by default.",
"bottleneck_link": "Finite supplier improvements are useful only under the retained transfer obligations.",
"allowed_variations": [
"One CRT repair, native lift, precision/conditioning or tape-cost proposition, with its exact caller."
],
"scope_change_triggers": [
"Replacing a quantified obligation with another finite smoke test.",
"Treating archive intake, an author PASS receipt or a finite composed fixture as discharge of the universal hypotheses."
],
"overlap_terms": [
"uniform transfer",
"all-size",
"precision",
"4100",
"unconditional-batched-crt"
],
"existing_checks": [
{
"scope": "PR #4100: proposed unconditional construction and finite checks, without independent acceptance.",
"evidence": "research/unconditional-batched-crt/README.md",
"remaining": "Independent proof audit of one caller-bound all-size implication; all other premises remain explicit.",
"status": "author-checked",
"source_commit": "337d04939571a637aeab54a0f58f54fde811663a",
"selected_record_sha256": "bb2eaa58647b353f88d0aec2eafb9d30df1be53589231b23e12ceef3e4bad129"
}
]
},
"scope_status": "refined",
"actual_scope": "Decide whether the shared-row sum of two section errors lifts to the operator hypothesis ||B - C||_2 < 2 epsilon. Keep the same-polynomial hypothesis and the distance-A row restriction explicit.",
"scope_change_reason": "The card asks for one caller-bound precision implication. This package only separates the shared-row sum from the operator 2-norm. It does not prove the ideal gaps, does not bound the polynomial difference, and does not claim a new kappa.",
"bottleneck_link": "The selected frontier is unchanged. This is the operator lift left open by the two core-row sum.",
"budget_minutes": 60,
"stop_rule": "Stop once the row sum is separated from ||B - C||_2. Do not bound ||P_sec - P_global||_2, do not prove the ideal gaps, do not edit the #4100 notes, and do not claim a new kappa.",
"outcome": "completed",
"evidence": "python3.12 -B scripts/research_package.py --package research/gaussian-operator-lift",
"author": "James Reed",
"ai_assistance": "Substantial help from Cursor Grok 4.7 on the operator counterexample and the package text.",
"open_questions": [
{
"question": "Is the operator norm of the section polynomial minus the global polynomial bounded off the rows at distance A?",
"why_it_matters": "||B - C||_2 < 2 epsilon needs both section inverses within epsilon of one polynomial. The rows at distance A do not determine that operator difference.",
"first_step": "Use the locality audit's sharp row at distance exactly (2J-1)W as a witness that equality can fail, then look for an upper bound on the operator norm. Do not reuse the 2 p^10 inverse split as that bound.",
"blocked_by": "HALO identifies the section polynomial with the global polynomial only for rows at distance A, and each ideal-gap gauge remains a hypothesis."
}
]
}
24 changes: 24 additions & 0 deletions research/gaussian-operator-lift/VERIFY.json
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{
"schema_version": 1,
"status": "ready",
"python": "3.12",
"requirements": [],
"inputs": [
"certificates/selected-result.json",
"research/gaussian-core-row/README.md",
"research/gaussian-tensor-bridge/README.md",
"research/halo-locality-witness-audit/README.md",
"research/unconditional-batched-crt/HALO.md"
],
"commands": [
{
"argv": [
"{python}",
"-B",
"{package}/verify.py"
],
"timeout_seconds": 60,
"checks": "A shared row with squared length 9 is strictly below 8^2, while the same matrix sends e_2 to a vector of squared length 81. A zero row does not force the operator 2-norm to vanish. The bridge asks for one polynomial in that operator norm, and HALO's exact row is only at distance A."
}
]
}
80 changes: 80 additions & 0 deletions research/gaussian-operator-lift/verify.py
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#!/usr/bin/env python3
"""Separate a shared-row sum from the operator 2-norm.

Every comparison is an integer identity. The ideal-gap gauges stay hypotheses.
"""

from __future__ import annotations

import hashlib
import json
from pathlib import Path

ROOT = Path(__file__).resolve().parents[2]
PACKAGE = ROOT / "research" / "gaussian-operator-lift"


def digest(path: Path) -> str:
return hashlib.sha256(path.read_bytes()).hexdigest()


def pins_and_phrases() -> None:
sources = json.loads((PACKAGE / "SOURCES.json").read_text(encoding="utf-8"))
for row in sources["files"]:
if row["usage"] == "input":
assert digest(ROOT / row["path"]) == row["sha256"], row["path"]
halo = (ROOT / "research/unconditional-batched-crt/HALO.md").read_text(encoding="utf-8")
core = (ROOT / "research/gaussian-core-row/README.md").read_text(encoding="utf-8")
bridge = (ROOT / "research/gaussian-tensor-bridge/README.md").read_text(encoding="utf-8")
audit = (ROOT / "research/halo-locality-witness-audit/README.md").read_text(encoding="utf-8")
selected = json.loads(
(ROOT / "certificates/selected-result.json").read_text(encoding="utf-8")
)
assert "For any row at distance A=ceil(p^48) from a section" in halo
assert "EXACTLY the corresponding row of the global P_i" in halo
assert "||P - H_sec^{-1}||_2 < p^6 exp(-p^2)," in core
assert "and the core row is a row of that operator." in core
assert "meets `||B - C|| < 2 ε` once both are within `ε` of the" in bridge
assert "distance exactly (2J-1)W differs" in audit
assert "||H_sec^-1-P_sec|| + ||P-H^-1|| <= 2p^10 exp(-p^2)." in audit
assert selected["kappa"] == "23/10000"


def apply_row(matrix: tuple[tuple[int, int], tuple[int, int]], vector: tuple[int, int]) -> tuple[int, int]:
return (
matrix[0][0] * vector[0] + matrix[0][1] * vector[1],
matrix[1][0] * vector[0] + matrix[1][1] * vector[1],
)


def squared_length(vector: tuple[int, int]) -> int:
return vector[0] * vector[0] + vector[1] * vector[1]


def operator_gap() -> None:
# The first row is strictly below the two-error cap. The operator is not.
small_row = ((3, 0), (0, 9))
assert squared_length(small_row[0]) == 3 * 3
assert 3 * 3 < 8 * 8
image = apply_row(small_row, (0, 1))
assert image == (0, 9)
assert squared_length(image) == 9 * 9
assert 9 * 9 > 8 * 8
# A zero row does not force the operator difference to vanish.
zero_row = ((0, 0), (0, 2))
assert squared_length(zero_row[0]) == 0
assert squared_length(apply_row(zero_row, (0, 1))) == 2 * 2
assert 2 * 2 > 0
# An upper bound that meets twice the cap is not a strict operator bound.
assert 3 + 2 + 3 == 8
assert not (8 < 2 * 4)


def main() -> None:
pins_and_phrases()
operator_gap()
print("PASS_GAUSSIAN_OPERATOR_LIFT")


if __name__ == "__main__":
main()
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