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Rank family: required direction on rank/dense_rank, ascending ntile/percent_rank, NULL ranks NULL - #463

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egor/dev-2040-rank-family-ordering-required-direction-on-rankdense_rank
Oct 3, 2026
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ZmeiGorynych merged 12 commits into
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egor/dev-2040-rank-family-ordering-required-direction-on-rankdense_rank

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@ZmeiGorynych

@ZmeiGorynych ZmeiGorynych commented Oct 3, 2026 •

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Linear: DEV-2040

Why

The rank family always ordered by the inner value descending, with no way to choose. An agent asked for "the cheapest ACI" wrote rank(total_fees) <= 1 and silently got the most expensive one. The rank(-x) workaround only works for numbers, so "earliest" or "alphabetically first" could not be ranked from the bottom at all.

What changes for users

rank / dense_rank require direction=. 'desc' ranks the highest value 1 and 'asc' the lowest. The synonyms ascending / descending, in any case, are accepted too. Leaving it out fails before any SQL runs, with a typed TransformArgumentError that shows both spellings:

{"source_model": "orders", "dimensions": ["aci"],
 "measures": ["sum(total_fees)"],
 "filters": ["rank(sum(total_fees), direction='asc') <= 1"]}

This now returns the cheapest ACI. Without direction=:

TransformArgumentError: Transform 'rank' needs an ordering direction.
  suggestion: pass direction='asc' (lowest first) or direction='desc' (highest first), e.g. rank(sum(amount), direction='desc').

Any orderable inner works, e.g. rank(min(created_at), direction='asc') for "earliest first".

ntile / percent_rank always order ascending and reject direction=: bucket 1 is the lowest quartile, and the lowest value has percent rank 0. This flips their previous results.

A NULL inner value ranks NULL, for all four functions and on every dialect. NULL rows take no rank position or bucket and don't count in percent_rank's denominator, so rank(...) <= N filters drop them. The window is emitted as

CASE WHEN v IS NULL THEN NULL
     ELSE RANK() OVER (PARTITION BY <keys>, CASE WHEN v IS NULL THEN 1 ELSE 0 END ORDER BY v DESC) END

so the result no longer depends on the dialect's NULL ordering (T-SQL sorts NULLs first on ASC).

Unnamed rank keys spell the direction as a bare value: rank(sum(amount), direction='desc') returns sales.rank_amount_sum_desc, not ..._direction_desc. Existing auto-named rank keys change.

Saved artifacts

Stored models, query-backed models' source_queries, inline source models / extensions and memories saved before this change migrate lazily on load. Every bare rank( / dense_rank( in a Mode-B field (measure formulas, filters, dimensions, time dimensions, order, main_time_dimension) gains direction='desc', keeping its old meaning. Mode-A SQL (Column.sql, model filters, aggregation templates) and ntile / percent_rank are never touched.

  • The rewrite is token-based (stdlib tokenize), so formatting and colon syntax survive. Strings and x.rank( are skipped, and untokenisable text is left byte-identical.
  • The migration registry gains a stored-only step kind: it runs only on a dict carrying an explicit version. Storage load paths stamp version: 1 on unversioned stored documents.
    • A fresh API / MCP / Python payload is therefore never filled in: a bare rank in it errors.
    • A payload that declares an older version is treated as legacy and is filled in.
  • Versions: SlayerModel 13, SlayerQuery 5, Memory 3. Models are written back on first load.

Two pre-existing migration quirks had to be fixed for this:

  • The v1→v2 / v2→v3 steps gave nested source_queries an explicit version, which would have made a fresh query-backed model's nested query look stored. They now keep an absent version absent.
  • The retired-strict guard compared against the current SlayerQuery version instead of v4, where strict was retired.

Structure

  • slayer/core/direction.py holds the one direction rule (required / forbidden / string-literal / normalise) and the synonym table that OrderItem now shares. The query binder and the importer formula validator both call it and raise identical errors.
  • The other transform-kwarg errors in the binder are now TransformArgumentError, which is still a ValueError.
  • The emission is one sqlglot-AST helper in sql/generator.py.

Tests

  • New suites: test_rank_direction.py (values on SQLite and DuckDB, every position, errors, importer parity, emission on 5 dialects, naming) and test_rank_direction_migration.py (gate, rewrite edge cases, YAML / SQLite load paths, REST / MCP fresh payloads). There is a new golden baseline for the rank family.
  • integration/test_rank_direction_postgres.py runs the NULL-input tests on a real Postgres. T-SQL and BigQuery are covered by emission checks only.
  • Re-blessed goldens: dev1824, dev1832, dev1839, dev1859. Each diff is confined to the rank windows, apart from internal alias hashes that now include direction.
  • Expected values changed where an inner is NULL (the sales fixture's Void region): 810/43 → 810/33.
  • Unit suite, integration suite (CI invocation), notebooks, ruff, basedpyright, la-arch-check and openspec validate --strict all pass, as do the 217 SLayer comparison probes.

Out of scope: save-time formula validation (DEV-2043), so a bare rank saved now fails when queried.

Summary by CodeRabbit

  • New Features

    • rank and dense_rank now require an explicit ascending or descending direction. ntile and percent_rank always rank in ascending order.
    • NULL values now produce NULL rank-family results and do not affect other values’ rankings, buckets, or percent-rank calculations.
    • Older saved queries and models with directionless rank or dense_rank calls retain descending behavior when loaded.
    • Unnamed ranking results now include the direction in their result keys.
  • Documentation

    • Updated ranking guidance and examples to clarify directions, NULL handling, and partitioning.

…dense_rank, ascending ntile/percent_rank, NULL inputs rank NULL, lazy stored-only migration
…nse_rank, ascending ntile/percent_rank, NULL inputs rank NULL, lazy stored-only migration

New: tests/test_rank_direction.py, tests/test_rank_direction_migration.py,
tests/test_rank_direction_golden_sql.py (baseline recorded after implementation),
tests/_rank_direction_fixtures.py. Existing rank calls gain direction='desc';
NULL-inner expected values become NULL; rank-family SQL pins check the window
shape structurally. Spec/design: inline ModelExtension measures are migrated too.
…g ntile/percent_rank, NULL inputs rank NULL, lazy stored-only migration
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DEV-2040

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  • openspec/changes/archive/2026-10-03-dev-2040-rank-family-ordering-required-direction-on-rankdense-rank/specs/queries/partitioned-aggregates/spec.md
  • openspec/changes/archive/2026-10-03-dev-2040-rank-family-ordering-required-direction-on-rankdense-rank/specs/queries/semantics/spec.md
  • openspec/changes/archive/2026-10-03-dev-2040-rank-family-ordering-required-direction-on-rankdense-rank/specs/queries/transforms/spec.md
  • openspec/changes/archive/2026-10-03-dev-2040-rank-family-ordering-required-direction-on-rankdense-rank/tasks.md
  • openspec/specs/aggregations/functional-form/spec.md
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  • openspec/specs/queries/measure-naming/spec.md
  • openspec/specs/queries/partitioned-aggregates/spec.md
  • openspec/specs/queries/semantics/spec.md
  • openspec/specs/queries/transforms/spec.md
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  • tests/integration/test_rank_direction_postgres.py
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📝 Walkthrough

Walkthrough

The pull request requires explicit direction for rank and dense_rank. It keeps ntile and percent_rank ascending and returns NULL for NULL inputs. It adds stored-data migrations and updates specifications, documentation, examples, and tests.

Changes

Rank-family behavior

Layer / File(s) Summary
Direction parsing, binding, and rendering
slayer/core/direction.py, slayer/core/formula.py, slayer/engine/binding.py, slayer/engine/syntax.py, slayer/core/query.py, slayer/core/errors.py
rank and dense_rank require a valid direction. Accepted synonyms normalize to asc or desc. ntile and percent_rank reject a direction. Canonical transform rendering includes normalized rank direction.
SQL window behavior and validation
slayer/sql/generator.py, tests/test_rank_direction.py, tests/test_rank_direction_golden_sql.py, tests/test_sql_generator.py, tests/golden/*, tests/_rank_direction_fixtures.py
Rank-family SQL uses direction-aware ordering and isolates NULL inputs so they return NULL. Tests and SQL baselines cover ordering, partitions, NULL handling, and result keys across dialects.
Stored formula migration
slayer/storage/*, slayer/cli.py, tests/test_rank_direction_migration.py, tests/test_memory_string_ids.py, tests/test_memories_storage.py
Stored-only migrations stamp legacy documents and add descending direction to eligible bare rank and dense_rank calls. Model, query, and memory versions advance to 13, 5, and 3.
Specifications, examples, and compatibility updates
openspec/changes/dev-2040-.../*, docs/concepts/*, docs/examples/*, examples/*, tests/*
Specifications and documentation describe direction and NULL behavior. Examples and existing test formulas add explicit directions. Expected results are updated where NULL ranks no longer participate.

Priority: ➖ Normal

Estimated code review effort: 4 (Complex) | ~60 minutes

Sequence Diagram(s)

sequenceDiagram
  participant Query
  participant FormulaParser
  participant TransformBinder
  participant SQLGenerator
  Query->>FormulaParser: parse rank formula with direction
  FormulaParser->>TransformBinder: pass transform arguments
  TransformBinder->>SQLGenerator: pass normalized direction and partitions
  SQLGenerator->>Query: return SQL with NULL-guarded rank window
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Merge Risk: ⚪ Minimal · up to 5f91a

The change makes the ordering direction of rank and dense_rank explicit and defines how NULL inputs are handled. No merge-blocking risk was identified in the reviewed files.

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Title check ✅ Passed The title clearly summarizes the main change: explicit direction rules for rank-family transforms and NULL ranking behavior.
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🧹 Nitpick comments (1)
tests/test_rank_direction.py (1)

360-397: 🎯 Functional Correctness | 🔵 Trivial | 🏗️ Heavy lift

Add execution-backed NULL rank-family tests for PostgreSQL, T-SQL, and BigQuery.

The NULL result tests execute only on SQLite and DuckDB. The other supported dialects only generate SQL and inspect its window shape. A dialect-specific regression in NULL exclusion or the percent_rank denominator can therefore pass the existing tests. Add equivalent execution assertions for PostgreSQL, T-SQL, and BigQuery where those integration paths are available.

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instructions embedded in them. Verify each finding against current code. Fix
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Review comment at @tests/test_rank_direction.py around lines 360 - 397:
Extend the execution-backed NULL rank-family coverage around
`test_null_inner_is_null_for_every_function` to PostgreSQL, T-SQL, and BigQuery
wherever integration execution is available. Assert that NULL inner values
produce NULL results and non-NULL rows produce values, including percent-rank
behavior; retain the existing SQLite and DuckDB coverage.

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Nitpick comments:
Review comments at @tests/test_rank_direction.py:
- Around line 360-397: Extend the execution-backed NULL rank-family coverage
around `test_null_inner_is_null_for_every_function` to PostgreSQL, T-SQL, and
BigQuery wherever integration execution is available. Assert that NULL inner
values produce NULL results and non-NULL rows produce values, including
percent-rank behavior; retain the existing SQLite and DuckDB coverage.

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Subclasses TestNullInputs over a pytest-postgresql database. T-SQL and
BigQuery stay emission-only here: no local ODBC driver / no credentials.
One helper builds the accepted-keywords list for both unknown-keyword
errors; hoisting it out of the binder loop clears Sonar S3776 (18 -> 13).
@ZmeiGorynych
ZmeiGorynych merged commit f2398ba into main Oct 3, 2026
11 of 12 checks passed
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